Chapter 10 Cadences, Phrases, and (more about) Subphrases By Robert Fleisher, Northern Illinois University Textbooks and scholarly writings on the subject of musical form begin with
many of the same concepts presented in Chapters 10 and 20 of Tonal Harmony.
For listeners and performers alike, perceiving and interpreting form in tonal
music begins with the phrase, which Spencer and Temko define as "the
smallest structural unit that terminates with a cadence."1 This criterionthat
each phrase must have a cadence (and vice-versa)can help us to
avoid unnecessarily (and unmusically) chopping up coherent musical thoughts
into smaller (and less coherent) fragments that obscure meaningful relationships
between phrases and larger structural units. However, if we think of cadences
as purely harmonic formulas, we can imagine that we see or hear them
every time a particular chord follows another. An authentic cadence occurs only
if dominant harmony leads to tonic at the end of a phrase. The definition
above begs an important question: What happens in a phrase and how do we know
where it ends? To answer this we need to consider additional factors in phrase
organization and say a bit more about cadences. Is the length (or at least the metaphor) of a single breath a useful yardstick
for judging a phrase, as many have suggested?2 Might we perceive the phrase
as "a motion with a beginning, middle, and end."?3 If so, we may concur with
William Rothstein that "if there is no tonal motion, there is no phrase."4 All
these ideas resonate well with Arnold Schoenberg's description of the phrase
as "a kind of musical molecule consisting of a number of integrated musical
events, possessing a certain completeness, and well adapted to combination with
other similar units."5 Spring and Hutcheson discuss a variety of ways in which
rhythmic, harmonic, and melodic activity all help to define phrase organization.6
While composers combine phrases to produce larger structural units, such factors
as repetition, sequence, and contrast also commonly partition phrases into smaller
units. In Tonal Harmony, such "a distinct portion of a phrase" is termed
a subphrase (p. 150).7 Understanding that a single phrase may contain
two or more subphrases offers an alternative to identifying every V or I chord
as part of a cadence.8 Spencer and Temko describe the cadence as "a point of relative cessation of musical activity."9 Schoenberg provided a more comprehensive definition, though without actually using the term "cadence" (or mentioning harmony): "Phrase endings may be marked by a combination of distinguishing features, such as rhythmic reduction, melodic relaxation through a drop in pitch, the use of smaller intervals and fewer notes; or by any other suitable differentiation." 10 We may also think of a cadence as the punctuation of a phrase and as a relatively "stable point of arrival."11 It may be clear by now that the cadence (like the phrase) is a complex structural phenomenon. When we identify them by type, however, the names we use reflect the concept of the cadence as "a harmonic goal, specifically the chords used at the goal" (p. 145). The concepts of phrase, subphrase and cadence allow room for subjectivity and
confusion, and they can be challenging. Tonal Harmony offers a useful
distinction between the melodic emphasis of the subphrase and the harmonic emphasis
of the phrase; the "harmonic event" associated with the phrase is, of course,
its cadence. Since phrases end with cadences, a phrase may conclude
with a subphrase that either coincides with or comprises a cadence.12
In other words, the relationship between subphrase and cadence is coincidental.
Let's expand on one other statement: if "subphrases frequently end with progressions
that could be cadences" (p. 151), it simply means that these progressions would
comprise cadences if (or when) occurring at the ends of phrases.
For the concept of the subphrase to be maximally useful, remember that cadences
are defining attributes of phrases, but are only incidental attributes
of subphrases.13 Notes 1 Peter Spencer and Peter M. Temko, A Practical
Approach to the Study of Musical Form (Prospect Heights, IL: Waveland, 1994),
p. 34. This is consistent with the definition in Tonal Harmony (p. 150): "a relatively
independent idea terminated by a cadence." 2 Sessions, Roger, The
Musical Experience of Composer, Performer, and Listener (Princeton: Princeton
University Press, 1950), p. 13. See also: Arnold Schoenberg, Fundamentals of
Musical Composition (London: Faber and Faber, 1967), p. 3. 3 William
Rothstein, Phrase Rhythm in Tonal Music (New York: Schirmer, 1989), p. 5. Rothstein
was commenting on this agreement in the writings of Roger Sessions and Peter Westergaard.
4 Rothstein, p. 5. 5 Schoenberg, p. 3. Arnold Schoenberg
(1874-1951) was a prolific and extraordinarily influential twentieth-century composer,
writer, and teacher, who remains a hugely important and much-discussed figure.
Brief excerpts from several of his compositions appear in Ch. 28, and you will
find his works in most music anthologies. 6 Glenn Spring and Jere Hutcheson,
Musical Form and Analysis (Madison: Brown and Benchmark, 1995), pp. 25-49.
7 The equivalent terms semiphrase and phrase segment
appear in some textbooks. 8 Thinking of phrases as possessing a beginning,
middle and end doesn't necessarily mean that they divide into three subphrases,
or that the subphrases (however many) must be equal. Phrases of any length (multiples
of two measures being the most common in tonal music) tend to divide into equal
subphrase halves. Often the first subphrase half further divides in half, resulting
in a phrase with the following proportions: 1+1+2 (regardless of the actual number
of measures). 9 Spencer and Temko, p. 2. 10 Schoenberg,
p. 3. 11 I am grateful to Edward Klonoski for suggesting this language,
and for his thoughtful critique of an early draft of this essay. 12
In Ex. 7-9 (p. 100, and discussion on p. 151), Beethoven's eight-measure phrase
divides into two four-measure subphrases. Due to the slow harmonic rhythm (two
measures per harmony), the V7 to I resolution producing the IAC comprises
all four measures of the second subphrase. This example illustrates that subphrases
may contain tonal motion as well as cadences; that these are both defining
attributes of phrases does not preclude their presence in smaller units. 13
In other words, since tonal music is by and large comprised of phrases (Schoenberg's
"musical molecule" in the quote above), the cadence of a phrase may coincide
with the termination of a smaller subphrase, as well as with that of a larger
section or composition.
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